Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (2 Feb 2021 to 6 Aug 2021)
    • [FCA CF] Significant management (2 Feb 2021 to 6 Aug 2021)
    • [FCA CF] Material risk taker (18 Dec 2020 to 6 Aug 2021)
    • SMF22 Other Local Responsibility (18 Dec 2018 to 1 May 2020)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 18 Dec 2018)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.