Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jun 2005 to 18 Jul 2006)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF22 Investment Adviser (Trainee) (31 Oct 2006 to 5 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.