Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Apr 2023)
  • Harrington Cooper LLP (no longer approved here)

    FRN 529866

    • CF30 Customer (2 Jul 2012 to 29 Jul 2013)
  • CBRE Investment Management (UK Funds) Limited (no longer approved here)

    FRN 179712

    • CF30 Customer (1 Nov 2007 to 12 Nov 2008)
    • CF22 Investment Adviser (Trainee) (24 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.