Maxwell Colin Ledlie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • CF28 Systems and controls (1 Nov 2007 to 9 Aug 2010)
    • CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Jan 2007 to 9 Aug 2010)
  • Standard Life Bank Plc (no longer approved here)

    FRN 187878

    • (82)CF28 Systems and controls (1 Nov 2007 to 1 Jan 2010)
    • (83)CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
    • (84)CF10 Compliance Oversight (3 Jan 2007 to 1 Jan 2010)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF28 Systems and controls (1 Nov 2007 to 8 Mar 2013)
    • CF10 Compliance Oversight (3 Jan 2007 to 9 Aug 2010)
    • CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF28 Systems and controls (1 Nov 2007 to 9 Aug 2010)
    • CF10 Compliance Oversight (3 Jan 2007 to 9 Aug 2010)
    • CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
  • Standard Life Lifetime Mortgages Limited (no longer approved here)

    FRN 310206

    • CF28 Systems and controls (1 Nov 2007 to 9 Aug 2010)
    • CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Jan 2007 to 9 Aug 2010)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • CF28 Systems and controls (1 Nov 2007 to 8 Mar 2013)
    • CF10 Compliance Oversight (3 Jan 2007 to 9 Aug 2010)
    • CF14 Risk Assessment (3 Jan 2007 to 31 Oct 2007)
    • CF1 Director (3 Jan 2007 to 1 Oct 2007)
    • CF12A With-Profits Actuary (17 Feb 2006 to 1 Nov 2006)
    • CF12 Actuarial (17 Feb 2006 to 31 Dec 2006)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF28 Systems and controls (1 Nov 2007 to 26 Aug 2010)
    • CF14 Risk Assessment (19 Sep 2007 to 31 Oct 2007)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • CF28 Systems and controls (1 Nov 2007 to 9 Aug 2010)
    • CF10 Compliance Oversight (1 Oct 2007 to 9 Aug 2010)
    • CF14 Risk Assessment (1 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.