Maxine Jayne Smithen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAYES FINANCE LIMITED

    FRN 485955

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • 22. Designing scripted questions for execution-only sales of equity release transactions
    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • [FCA CF] Benchmark submission and administration (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Manager of certification employee (since 5 Jan 2026)
  • NEEDHAM MORTGAGE CENTRE LIMITED

    FRN 486076

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (21 May 2020 to 9 Jan 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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