Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Mortgage Finance Limited
FRN 305324
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 12 Jun 2025)
- SMF1 Chief Executive (since 13 Aug 2020)
- SMF16 Compliance Oversight (since 13 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2020)
- Responsibility for MCD Intermediation (since 10 Jun 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (5 Oct 2007 to 27 Mar 2015)
- CF1 Director (7 Sep 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.