Maximilian Edmund Muirhead-Smith

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (22 May 2023 to 26 Jun 2025)
- Appointed representative dealing with clients for which they require qualification (1 Jul 2021 to 26 Jun 2025)
- CF30 Customer (19 May 2021 to 26 Jun 2025)
Muirhead-Smith Wealth Management Ltd (no longer approved here)
FRN 949530
- (1)Employed By (19 May 2021 to 26 Jun 2025)
Fisher Investments Europe Limited (no longer approved here)
FRN 191609
- CF30 Customer (2 Feb 2016 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.