Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 6 Aug 2024)
- [FCA CF] Client dealing (since 6 Aug 2024)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 6 Aug 2024)
- [FCA CF] Client dealing (since 6 Aug 2024)
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- [FCA CF] Client dealing (23 Jun 2021 to 30 Jan 2024)
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- [FCA CF] Client dealing (23 Jun 2021 to 30 Jan 2024)
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- [FCA CF] Client dealing (23 Jun 2021 to 30 Jan 2024)
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- CF30 Customer (10 Sep 2014 to 31 Jan 2018)
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- CF30 Customer (1 Feb 2012 to 5 Aug 2014)
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- CF21 Investment Adviser (11 Apr 2005 to 4 Jan 2007)
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- CF21 Investment Adviser (11 Apr 2005 to 4 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.