Maxim Bautin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IQ Capital Partners LLP
FRN 472896
- [FCA CF] Client dealing (since 1 Jan 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (3 Oct 2007 to 8 Dec 2019)
- CF27 Investment Management (3 Oct 2007 to 31 Oct 2007)
- CF10 Compliance Oversight (3 Oct 2007 to 20 Feb 2017)
Spring Financial Group Limited (no longer approved here)
FRN 935499
- Director of firm who is not a certification employee or a SMF manager (19 May 2020 to 1 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.