Maxim Anthony Cohen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The UK Adviser Ltd

    FRN 798920

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 16 Mar 2018)
    • CF1 Director (AR) (8 Oct 2020 to 15 Mar 2021)
    • CF1 Director (16 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Mar 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Mar 2018 to 30 Sep 2018)
  • HMB Finance Group Limited

    FRN 752970

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 May 2017)
    • Responsible for Insurance Mediation (29 Sep 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (7 Jul 2017 to 8 Dec 2019)
    • CF1 Director (18 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.