Max Newman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited
FRN 141665
- [FCA CF] Material risk taker (since 30 Sep 2024)
- [FCA CF] Client dealing (since 30 Sep 2024)
Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Material risk taker (since 30 Sep 2024)
Atomos Investments Limited (no longer approved here)
FRN 122588
- [FCA CF] Client dealing (23 Jun 2023 to 26 Sep 2024)
- [FCA CF] Functions requiring qualifications (23 Jun 2023 to 26 Sep 2024)
- [FCA CF] Material risk taker (23 Jun 2023 to 26 Sep 2024)
Julius Baer International Limited (no longer approved here)
FRN 139179
- [FCA CF] Functions requiring qualifications (11 Nov 2020 to 25 May 2023)
- [FCA CF] Client dealing (11 Nov 2020 to 25 May 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.