Max King

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RHEO LTD
FRN 1029225
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
- SMF3 Executive Director (since 22 Jul 2025)
- [FCA CF] Client dealing (since 22 Jul 2025)
- Responsible for Insurance Distribution (since 22 Jul 2025)
- SMF16 Compliance Oversight (since 22 Jul 2025)
RBC Europe Limited (no longer approved here)
FRN 124543
- [FCA CF] Manager of certification employee (4 Nov 2024 to 16 Jan 2025)
- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 16 Jun 2025)
- [FCA CF] Client dealing (4 Nov 2024 to 16 Jun 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.