Max James Edwards

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DB UK Bank Limited (no longer approved here)
FRN 140848
- CF30 Customer (16 Nov 2011 to 11 Jan 2013)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF30 Customer (28 Sep 2011 to 11 Jan 2013)
TrinityBridge Limited (no longer approved here)
FRN 119329
- CF30 Customer (12 Feb 2010 to 4 Jul 2011)
Forvis Mazars Financial Planning Limited (no longer approved here)
FRN 182644
- CF21 Investment Adviser (19 Feb 2004 to 24 Mar 2006)
- CF22 Investment Adviser (Trainee) (1 Nov 2002 to 1 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.