Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2021)
    • CF30 Customer (1 Sep 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Oct 2021)
    • CF30 Customer (1 Sep 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 2 Sep 2015)
    • CF21 Investment Adviser (2 Aug 2004 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (11 Feb 2003 to 14 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.