Max De Mattia

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cantor Fitzgerald Europe
FRN 149380
- [FCA CF] Client dealing (since 1 Dec 2021)
- [FCA CF] Material risk taker (1 Dec 2021 to 31 Dec 2022)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (19 Jul 2018 to 5 Oct 2021)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 3 Oct 2011)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (2 Dec 2003 to 13 Jul 2006)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (11 Nov 2002 to 13 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.