Max Barnaby David Clarfelt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (21 Dec 2023 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (30 Nov 2023 to 5 Jan 2026)
    • [FCA CF] Client dealing (30 Nov 2020 to 5 Jan 2026)
    • CF30 Customer (23 Feb 2017 to 8 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.