Mauro Pizzale

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- [FCA CF] Manager of certification employee (10 Dec 2021 to 1 Jun 2022)
- [FCA CF] Client dealing (1 Jun 2020 to 1 Jun 2022)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (30 Apr 2010 to 6 Mar 2016)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (30 Apr 2010 to 6 Mar 2016)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF30 Customer (15 Oct 2009 to 8 Mar 2010)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.