Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (7 May 2010 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 3 Apr 2009)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF22 Investment Adviser (Trainee) (26 Jul 2004 to 12 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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