Maurice Michael Stack

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 25 Mar 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (27 Aug 2015 to 8 Dec 2019)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (356)Employed By (since 25 Mar 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (15 Sep 2015 to 8 Apr 2020)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (15 Sep 2015 to 11 Nov 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Oct 2014 to 14 Jul 2015)
  • Delphic Financial Planning Limited (no longer approved here)

    FRN 486037

    • (22)Employed By (2 Oct 2014 to 14 Jul 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (28 Feb 2014 to 30 Sep 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Oct 2008 to 31 Jul 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
    • CF22 Investment Adviser (Trainee) (24 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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