Maurice Jean-Paul Pascal Joosten

• Joosten Financial Planning Ltd

  FRN 1007400

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
  • SMF16 Compliance Oversight (since 2 Apr 2024)
  • Responsible for Insurance Distribution (since 2 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • SMF3 Executive Director (since 2 Apr 2024)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2024)
  • CF1 Director (AR) (25 Jul 2016 to 27 Mar 2024)
  • CF30 Customer (25 Jul 2016 to 27 Mar 2024)
• Joosten Financial Planning Ltd (no longer approved here)

  FRN 751717

  • Employed By (25 Jul 2016 to 27 Mar 2024)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (27 Sep 2012 to 22 Jun 2016)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (15 Mar 2010 to 17 Oct 2012)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (30 Jan 2008 to 14 Mar 2010)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF21 Investment Adviser (10 Feb 2005 to 5 Aug 2005)
• ABERDEEN PLATFORM LIMITED (no longer approved here)

  FRN 188796

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)

No changes recorded yet.