Maureen Coniery Graham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KBF Associates Ltd

    FRN 1041334

    • (1)Employed By (since 17 Oct 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Oct 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Apr 2010 to 27 Jun 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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