Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Material risk taker (27 Jun 2022 to 12 Mar 2024)
    • [FCA CF] Manager of certification employee (6 Oct 2021 to 21 Oct 2021)
    • [FCA CF] Significant management (2 Jul 2019 to 16 Mar 2020)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Manager of certification employee (27 Jun 2022 to 12 Mar 2024)
    • [FCA CF] Material risk taker (27 Jun 2022 to 12 Mar 2024)
    • [FCA CF] Significant management (27 Jun 2022 to 12 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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