Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- SMF7 Group Entity Senior Manager (since 6 Feb 2026)
- [FCA CF] Manager of certification employee (17 Oct 2019 to 18 Jan 2021)
- [FCA CF] Client dealing (14 Dec 2017 to 18 Jan 2021)
- [FCA CF] Material risk taker (14 Dec 2017 to 18 Jan 2021)
- CF29 Significant management (19 Jul 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
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J.P. Morgan Securities plc
FRN 155240
- SMF7 Group Entity Senior Manager (since 6 Feb 2026)
- [FCA CF] Manager of certification employee (17 Oct 2016 to 18 Jan 2021)
- [FCA CF] Client dealing (17 Oct 2016 to 18 Jan 2021)
- [FCA CF] Significant management (17 Oct 2016 to 18 Jan 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 18 Jan 2021)
- CF29 Significant management (19 Jul 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
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J.P. Morgan SE
FRN 755066
- [FCA CF] Manager of certification employee (since 6 Feb 2026)
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- CF30 Customer (2 Jun 2008 to 30 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.