Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Sep 2023 to 12 Aug 2024)
- [FCA CF] Manager of certification employee (11 May 2023 to 12 Aug 2024)
- [FCA CF] Client dealing (16 Mar 2016 to 12 Aug 2024)
- CF30 Customer (2 Sep 2008 to 6 Mar 2016)
- CF21 Investment Adviser (21 May 2004 to 20 Nov 2006)
- CF22 Investment Adviser (Trainee) (1 May 2004 to 21 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.