Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BMO Capital Markets Limited
FRN 170937
- [FCA CF] Client dealing (since 1 Jun 2020)
- [FCA CF] Significant management (since 1 Jun 2020)
- CF1 Director (25 Sep 2009 to 12 Sep 2019)
- CF29 Significant management (9 Jun 2009 to 8 Dec 2019)
- CF30 Customer (9 Jun 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.