Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 20 Sep 2017)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 20 Sep 2017)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (14 Jan 2010 to 18 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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