Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Nov 2024)
    • [FCA CF] Material risk taker (16 Jul 2020 to 17 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
    • CF30 Customer (14 Feb 2013 to 8 Dec 2019)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (20 Dec 2010 to 31 Jan 2012)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (15 May 2008 to 31 Jul 2010)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF26 Customer Trading (18 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.