Matthias Riechert

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P&R Investment Management Limited

    FRN 788356

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
    • CF1 Director (23 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jan 2018 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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