Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 17 May 2017)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (11 Jan 2012 to 6 Mar 2016)
- CF21 Investment Adviser (11 Sep 2003 to 24 Feb 2006)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (11 Jan 2012 to 16 Apr 2012)
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- [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
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- [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
- [FCA CF] Manager of certification employee (22 Feb 2021 to 18 Feb 2025)
- [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
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- [FCA CF] Manager of certification employee (23 Jan 2018 to 4 Jul 2022)
- [FCA CF] Material risk taker (23 Jan 2018 to 4 Jul 2022)
- [FCA CF] Client dealing (23 Jan 2018 to 4 Jul 2022)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.