Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (11 Jan 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Sep 2003 to 24 Feb 2006)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (11 Jan 2012 to 16 Apr 2012)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 18 Feb 2025)
    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (23 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Material risk taker (23 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Client dealing (23 Jan 2018 to 4 Jul 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.