Matthias Rekate

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International
FRN 142888
- [FCA CF] Manager of certification employee (since 22 Jul 2021)
- [FCA CF] Client dealing (since 27 Jun 2018)
Goldman Sachs International Bank
FRN 124659
- [FCA CF] Client dealing (since 27 Jun 2018)
Goldman Sachs Bank Europe SE (no longer approved here)
FRN 973220
- [FCA CF] Client dealing (13 Apr 2023 to 31 Mar 2024)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (9 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Dec 2004 to 9 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.