Matthew Yue-Li See

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (28 May 2019 to 1 Mar 2025)
    • [FCA CF] Client dealing (6 Sep 2018 to 1 Mar 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (28 May 2019 to 1 Mar 2025)
    • [FCA CF] Client dealing (6 Sep 2018 to 1 Mar 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (6 Jul 2016 to 6 Jun 2018)
    • CF30 Customer (17 Dec 2007 to 17 Mar 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (14 Jun 2011 to 29 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.