Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
B & C E Insurance Limited
FRN 177791
- [FCA CF] Significant management (since 27 Jul 2023)
- Director of firm who is not a certification employee or a SMF manager (27 Apr 2021 to 27 Jul 2023)
- SMF16 Compliance Oversight (10 Dec 2018 to 12 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 12 Feb 2021)
- SMF4 Chief Risk (10 Dec 2018 to 12 Feb 2021)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF11 Money Laundering Reporting (22 Oct 2013 to 9 Dec 2018)
- CF10 Compliance Oversight (22 Oct 2013 to 9 Dec 2018)
- CF28 Systems and controls (22 Oct 2013 to 6 Mar 2016)
-
People's Administration Services Limited
FRN 122787
- [FCA CF] Significant management (since 31 Aug 2022)
- Director of firm who is not a certification employee or a SMF manager (27 Apr 2021 to 31 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
- CF10 Compliance Oversight (20 Jul 2013 to 8 Dec 2019)
- CF28 Systems and controls (20 Jul 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Jul 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.