Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 1 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (23 Jun 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 18 Jun 2010)
- CF29 Significant management (1 Nov 2007 to 18 Jun 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (3 Nov 2006 to 31 Oct 2007)
- CF26 Customer Trading (3 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.