Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SPF Private Clients Limited
FRN 189213
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 19 Jan 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF1 Director (AR) (11 Jul 2008 to 10 Sep 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.