Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 18 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (31 Jan 2019 to 9 May 2025)
    • [FCA CF] Manager of certification employee (23 Oct 2018 to 9 May 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 9 May 2025)
    • CF30 Customer (31 May 2011 to 6 Mar 2016)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF27 Investment Management (17 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.