Matthew Wade

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP

    FRN 504390

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Jul 2025)
    • CF4 Partner (13 Feb 2014 to 8 Dec 2019)
    • CF28 Systems and controls (2 Nov 2010 to 8 Dec 2019)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF27 Investment Management (8 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.