Matthew Vincent Carnall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aqua Wealth Management Limited

    FRN 578609

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (5 Dec 2005 to 31 Oct 2007)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF30 Customer (1 Nov 2007 to 16 Nov 2009)
    • CF26 Customer Trading (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.