Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Regents Park Securities Ltd
FRN 767767
- [FCA CF] Client dealing (since 5 Oct 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (8 Aug 2017 to 28 Feb 2019)
- CF1 Director (8 Aug 2017 to 8 Dec 2019)
- CF30 Customer (8 Aug 2017 to 8 Dec 2019)
- CF3 Chief Executive (8 Aug 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Aug 2017 to 28 Feb 2019)
- CF10a CASS Oversight function (8 Aug 2017 to 28 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.