Matthew Thomas John Warren

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finance Advice Group Ltd
FRN 624517
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
HL Partnership Limited (no longer approved here)
FRN 303397
- CF1 Director (AR) (22 Aug 2012 to 16 Jul 2014)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (11 Feb 2004 to 16 Jul 2004)
- CF22 Investment Adviser (Trainee) (14 Aug 2002 to 11 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.