Matthew Stuart Kay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clayton Holmes Naisbitt Financial Consultancy LLP

    FRN 485351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
    • CF30 Customer (8 Jan 2014 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Jun 2010 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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