Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ESE CAPITAL LTD.
FRN 469499
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (AR) (17 Sep 2015 to 21 Jun 2017)
- CF30 Customer (15 Jun 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 May 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (24 May 2013 to 8 Dec 2019)
- CF1 Director (7 Nov 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.