Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Roberts Financial Services Limited
FRN 527815
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 6 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (1 Aug 2020 to 10 Jul 2024)
- CF1 Director (1 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.