Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Apr 2021)
    • CF30 Customer (since 22 Apr 2021)
    • Employed By (since 22 Apr 2021)
  • Thomson Gray Wealth Management Limited (no longer approved here)

    FRN 564126

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (19 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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