Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (1 Oct 2024 to 9 Jan 2025)
- SMF4 Chief Risk (1 Oct 2024 to 9 Jan 2025)
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- SMF1 Chief Executive (21 Jul 2021 to 29 Sep 2023)
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- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
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- [FCA CF] Material risk taker (3 Mar 2017 to 30 Apr 2021)
- CF29 Significant management (6 Jul 2011 to 19 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.