Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (1 Jun 2024 to 6 Nov 2024)
    • [FCA CF] Manager of certification employee (4 Aug 2020 to 9 Nov 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 May 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (25 Aug 2005 to 2 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.