Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castle Financial LLP
FRN 461356
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 May 2023)
- [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.