Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (9 Oct 2013 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 2 Jul 2013)
    • CF21 Investment Adviser (27 Dec 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.