Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 17 Jan 2023)
- [FCA CF] Manager of certification employee (17 Jan 2023 to 4 Feb 2025)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Feb 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (13 May 2004 to 1 Aug 2005)
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- CF21 Investment Adviser (16 Oct 2002 to 7 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.