Matthew Samuel Warren Willis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Point72 Europe (London) LLP (no longer approved here)
FRN 976744
- [FCA CF] Manager of certification employee (5 Jul 2024 to 1 Aug 2024)
- [FCA CF] Client dealing (9 Jan 2023 to 1 Aug 2024)
Caxton Associates LLP (no longer approved here)
FRN 504390
- CF30 Customer (26 Jul 2011 to 17 Jun 2018)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (12 Nov 2008 to 18 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.