Matthew Rolfe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 23 Oct 2018)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (13 Oct 2010 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 23 Oct 2018)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 23 Feb 2010)
    • CF21 Investment Adviser (31 Aug 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (12 Jan 2002 to 29 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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